DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Jerry Bolain
At current firm
0 y
since Jul 28, 2026
In the industry
23 y
since Nov 14, 2002 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Edward Jones national BD currentsince Jul 28, 2026 · Maryland Heights, Mo
- Wells Fargo Advisors wirehouseSep 10, 2025 to Jul 6, 2026 · St. Louis, Mo
- Commerce Brokerage Services, Inc formerAug 11, 2015 to Nov 21, 2016 · St Louis, Mo
- Pnc Wealth Management BD affiliatedJul 23, 2014 to Aug 14, 2015 · Ballwin, Mo
- Wells Fargo Advisors wirehouseDec 19, 2011 to Sep 19, 2012 · St. Louis, Mo
- Stifel, Nicolaus & Company, Incorporated national BDJan 16, 2007 to Sep 12, 2011 · St. Louis, Mo
- United Securities Alliance, Inc. unclassifiedMay 15, 2006 to Jan 17, 2007 · Town And Country, Mo
- Valic Financial Advisors, Inc. BD affiliatedDec 9, 2004 to Jul 26, 2005 · St. Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- Wells Fargo Advisors to Edward Jonesleft Jul 6, 2026, registered Jul 28, 2026 (22 days) · Wirehouse to affiliated broker-dealer or bank
- Commerce Brokerage Services, Inc to Wells Fargo Advisorsleft Nov 21, 2016, registered Sep 10, 2025 (3215 days) · Other
- Pnc Wealth Management to Commerce Brokerage Services, Incleft Aug 14, 2015, registered Aug 11, 2015 (-3 days) · Other
- Wells Fargo Advisors to Pnc Wealth Managementleft Sep 19, 2012, registered Jul 23, 2014 (672 days) · Other
- Stifel, Nicolaus & Company, Incorporated to Wells Fargo Advisorsleft Sep 12, 2011, registered Dec 19, 2011 (98 days) · Affiliated broker-dealer or bank to wirehouse
- United Securities Alliance, Inc. to Stifel, Nicolaus & Company, Incorporatedleft Jan 17, 2007, registered Jan 16, 2007 (-1 days) · Other
- Valic Financial Advisors, Inc. to United Securities Alliance, Inc.left Jul 26, 2005, registered May 15, 2006 (293 days) · Other
Signals
- Thomas J Bolain left Wells Fargo Advisors for Edward Jones (registered 2026-07-28)Jul 6, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address