RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••• C••••
- M••••• G••••• A••••••• I••• independent RIA currentsince Jan 15, 2026 · Denver, Co
- J••• M••••• S••••••••• L•• wirehouseNov 13, 2023 to Jan 5, 2026 · Newport Beach, Ca
- J••• M••••• P•••••• W••••• A••••••• L•• formerSep 6, 2019 to Mar 20, 2025 · Newport Beach, Ca
- W•••• F•••• A••••••• wirehouseJan 3, 2011 to Apr 20, 2011 · El Segundo, Ca
- W•••• F•••• I••••••••• L•• unclassifiedJan 26, 2004 to Jan 3, 2011 · Pasadena, Ca
- J••• M••••• S••••••••• L•• to M••••• G••••• A••••••• I•••left Jan 5, 2026, registered Jan 15, 2026 (10 days) · Wirehouse to independent RIA
- J••• M••••• P•••••• W••••• A••••••• L•• to J••• M••••• S••••••••• L••left Mar 20, 2025, registered Nov 13, 2023 (-493 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to J••• M••••• P•••••• W••••• A••••••• L••left Apr 20, 2011, registered Sep 6, 2019 (3061 days) · Wirehouse to affiliated broker-dealer or bank
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
- P•••• C•••• left J••• M••••• S••••••••• L•• for M••••• G••••• A••••••• I••• (registered 2026-01-15)Jan 5, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address