DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Bruce Allen Joseph
Feed of 09/14/2026
Also filed as Bruce Allen Joseph
At current firm
1 y
since Mar 19, 2025
In the industry
20 y
since Dec 22, 2005 (earliest exam, job or registration)
Prior registered firms
10
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Osaic Institutions, Inc. BD affiliated currentsince Mar 19, 2025 · Clyde, Oh
- Cuso Financial Services, L.P. formerMar 1, 2017 to Mar 13, 2025 · Clyde, Oh
- Edward Jones national BDOct 14, 2016 to Feb 28, 2017 · Bowling Green, Oh
- Raymond James Financial Services Advisors, Inc BD affiliatedJan 19, 2016 to Oct 4, 2016 · Swanton, Oh
- Msi Financial Services, Inc. formerSep 21, 2015 to Jan 14, 2016 · Toledo, Oh
- Cuso Financial Services, L.P. formerApr 9, 2012 to Sep 21, 2015 · Sylvania, Oh
- Fifth Third Securities, Inc. BD affiliatedMar 23, 2011 to Mar 29, 2012 · Toledo, Oh
- Allstate Financial Advisors, LLC BD affiliatedNov 10, 2010 to Mar 18, 2011 · Toledo, Oh
- Next Financial Group, Inc. formerSep 2, 2009 to Oct 18, 2010 · Fremont, Oh
- Mutual Service Corporation unclassifiedMar 2, 2009 to Aug 24, 2009 · Fremont, Oh
- Thrivent Investment Management Inc. BD affiliatedJan 4, 2006 to Feb 25, 2009 · Fremont, Oh
Moves
a registration end followed by a registration begin elsewhere
- Cuso Financial Services, L.P. to Osaic Institutions, Inc.left Mar 13, 2025, registered Mar 19, 2025 (6 days) · Affiliated broker-dealer or bank to another · moved with a team
- Edward Jones to Cuso Financial Services, L.P.left Feb 28, 2017, registered Mar 1, 2017 (1 days) · Other
- Raymond James Financial Services Advisors, Inc to Edward Jonesleft Oct 4, 2016, registered Oct 14, 2016 (10 days) · Other
- Msi Financial Services, Inc. to Raymond James Financial Services Advisors, Incleft Jan 14, 2016, registered Jan 19, 2016 (5 days) · Other
- Cuso Financial Services, L.P. to Msi Financial Services, Inc.left Sep 21, 2015, registered Sep 21, 2015 (0 days) · Other
- Fifth Third Securities, Inc. to Cuso Financial Services, L.P.left Mar 29, 2012, registered Apr 9, 2012 (11 days) · Other
- Allstate Financial Advisors, LLC to Fifth Third Securities, Inc.left Mar 18, 2011, registered Mar 23, 2011 (5 days) · Other
- Next Financial Group, Inc. to Allstate Financial Advisors, LLCleft Oct 18, 2010, registered Nov 10, 2010 (23 days) · Other
- Mutual Service Corporation to Next Financial Group, Inc.left Aug 24, 2009, registered Sep 2, 2009 (9 days) · Other
- Thrivent Investment Management Inc. to Mutual Service Corporationleft Feb 25, 2009, registered Mar 2, 2009 (5 days) · Other
Signals
- Bruce Allen Joseph left Cuso Financial Services, L.P. for Osaic Institutions, Inc. (registered 2025-03-19)Mar 13, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address