RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••• S•••••• G••••
- M••••• S•••••• wirehouse currentsince Feb 24, 2023 · Williamsburg, Va
- W•••• F•••• A••••••• wirehouseDec 4, 2015 to Mar 17, 2023 · Norfolk, Va
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedApr 1, 2010 to Dec 7, 2015 · Williamsburg, Va
- C••••••• • C••• I••• formerJan 3, 2006 to Apr 1, 2010 · Williamsburg, Va
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedOct 29, 2004 to Dec 31, 2005 · Williamsburg, Va
- W•••• F•••• A••••••• to M••••• S••••••left Mar 17, 2023, registered Feb 24, 2023 (-21 days) · Wirehouse to wirehouse
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to W•••• F•••• A•••••••left Dec 7, 2015, registered Dec 4, 2015 (-3 days) · Other
- C••••••• • C••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Apr 1, 2010, registered Apr 1, 2010 (0 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to C••••••• • C••• I•••left Dec 31, 2005, registered Jan 3, 2006 (3 days) · Other
- L•••• S•••••• G•••• left W•••• F•••• A••••••• for M••••• S•••••• (registered 2023-02-24)Mar 17, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address