RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••••••• M•••• B•••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Sep 3, 2025 · San Diego, Ca
- L•• F•••••••• L•• BD affiliatedJan 4, 2021 to Sep 5, 2025 · San Diego, Ca
- I••••••••• W••••• C••••••• L•• i••••••••• wealthJan 22, 2020 to Jan 7, 2021 · San Diego, Ca
- O••••••••• institutionalDec 5, 2018 to Nov 30, 2019 · San Diego, Ca
- I••••••••• F•••••••• P••••••• BD affiliatedJan 26, 2016 to Dec 31, 2018 · San Diego, Ca
- N•• A•••••••• I••• unclassifiedSep 21, 2007 to Dec 1, 2010 · La Jolla, Ca
- W•••• F•••• A••••••• wirehouseOct 17, 2006 to Sep 27, 2007 · La Jolla, Ca
- L•• F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Sep 5, 2025, registered Sep 3, 2025 (-2 days) · Affiliated broker-dealer or bank to another
- I••••••••• W••••• C••••••• L•• to L•• F•••••••• L••left Jan 7, 2021, registered Jan 4, 2021 (-3 days) · RIA to affiliated broker-dealer or bank
- O••••••••• to I••••••••• W••••• C••••••• L••left Nov 30, 2019, registered Jan 22, 2020 (53 days) · Other
- I••••••••• F•••••••• P••••••• to O•••••••••left Dec 31, 2018, registered Dec 5, 2018 (-26 days) · Other · moved with a team
- N•• A•••••••• I••• to I••••••••• F•••••••• P•••••••left Dec 1, 2010, registered Jan 26, 2016 (1882 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to N•• A•••••••• I•••left Sep 27, 2007, registered Sep 21, 2007 (-6 days) · Other
- K••••••• M•••• B••• left L•• F•••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2025-09-03)Sep 5, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address