DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• T••••• L••••

M••••••• I••••••••• P••••••• •••••• I•••state registeredRadnor, Padual registrantIAPD 4600789

Feed of 09/14/2026

Also filed as J•••• T••••• L••••

At current firm

1 y

since Nov 25, 2024

In the industry

23 y

since Jan 21, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••••• I••••••••• P••••••• •••••• I••• state registered current
since Nov 25, 2024 · Radnor, Pa
B•••••••• I••••••••• M••••••••• L•• asset manager
Aug 15, 2013 to Jul 1, 2016 · Princeton, Nj
C•••••• A••••••• BD affiliated
Jun 4, 2012 to Jul 19, 2013 · West Conshohocken, Pa
L•••••• I••••••••• independent RIA
Jun 1, 2012 to Jul 19, 2013 · West Conshohocken, Pa
C••••••••• A•••••••• I•• former
Oct 18, 2005 to Jun 1, 2012 · West Conshohocken, Pa
A••••••••• F•••••••• S•••••••• L•• national BD
Jul 9, 2003 to Jan 30, 2004 · Lancaster, Pa

Moves

a registration end followed by a registration begin elsewhere

B•••••••• I••••••••• M••••••••• L•• to M••••••• I••••••••• P••••••• •••••• I•••
left Jul 1, 2016, registered Nov 25, 2024 (3069 days) · Other
C•••••• A••••••• to B•••••••• I••••••••• M••••••••• L••
left Jul 19, 2013, registered Aug 15, 2013 (27 days) · Other
L•••••• I••••••••• to C•••••• A•••••••
left Jul 19, 2013, registered Jun 4, 2012 (-410 days) · Other
C••••••••• A•••••••• I•• to L•••••• I•••••••••
left Jun 1, 2012, registered Jun 1, 2012 (0 days) · corporate re-registration, not a move
A••••••••• F•••••••• S•••••••• L•• to C••••••••• A•••••••• I••
left Jan 30, 2004, registered Oct 18, 2005 (627 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address