S•••• C••••••••• W••••

• O••••••••• S••••••••• I••• BD affiliated current
  since Feb 21, 2018 · Indianapolis, In
• P•• W••••• M••••••••• BD affiliated
  Nov 13, 2009 to May 27, 2010 · Westfield, In
• N•••••• I••••••••• I••• unclassified
  Sep 4, 2009 to Nov 13, 2009 · Noblesville, In
• K•• I••••••••• S••••••• L•• BD affiliated
  Jul 26, 2007 to Aug 25, 2009 · Carmel, In
• H••••••••• F•••••••• A••••••• BD affiliated
  Jul 28, 2005 to Apr 10, 2007 · Noblesville, In
• A• G• E•••••• • S•••• I••• unclassified
  Jan 17, 2003 to Sep 2, 2003 · Indianapolis, In

• P•• W••••• M••••••••• to O••••••••• S••••••••• I•••
  left May 27, 2010, registered Feb 21, 2018 (2827 days) · Other
• N•••••• I••••••••• I••• to P•• W••••• M•••••••••
  left Nov 13, 2009, registered Nov 13, 2009 (0 days) · corporate re-registration, not a move
• K•• I••••••••• S••••••• L•• to N•••••• I••••••••• I•••
  left Aug 25, 2009, registered Sep 4, 2009 (10 days) · Other
• H••••••••• F•••••••• A••••••• to K•• I••••••••• S••••••• L••
  left Apr 10, 2007, registered Jul 26, 2007 (107 days) · Other
• A• G• E•••••• • S•••• I••• to H••••••••• F•••••••• A•••••••
  left Sep 2, 2003, registered Jul 28, 2005 (695 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

23derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address