DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••••••• D• C••••••

M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseNew York, Ny dual registrantIAPD 4610339

Feed of 09/15/2026

Also filed as Chris D Carrano

At current firm

2 y

since Aug 15, 2024

In the industry

19 y

since Aug 16, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
since Aug 15, 2024 · Guilford, Ct
S•••• I••••• S••••••••• L•• independent RIA
Dec 18, 2023 to Feb 29, 2024 · Fort Lauderdale, Fl
M••••• S•••••• wirehouse
Oct 20, 2021 to Dec 1, 2023 · Shelton, Ct
D••••••• W••••• M••••••••• independent RIA
May 1, 2020 to Feb 8, 2021 · Guilford, Ct
T• A••••••••• I••• former
Jul 2, 2018 to Apr 28, 2020 · Waterford, Ct
T• A••••••••• I••••••••• M••••••••• L•• former
Jul 2, 2018 to Apr 28, 2020 · Waterford, Ct
P••• A••••• S••••••••• L•• BD affiliated
Apr 26, 2018 to Jun 22, 2018 · Hamden, Ct
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Aug 12, 2016 to Mar 15, 2018 · New Haven, Ct

Moves

a registration end followed by a registration begin elsewhere

S•••• I••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Feb 29, 2024, registered Aug 15, 2024 (168 days) · RIA to wirehouse
M••••• S•••••• to S•••• I••••• S••••••••• L••
left Dec 1, 2023, registered Dec 18, 2023 (17 days) · Wirehouse to independent RIA
D••••••• W••••• M••••••••• to M••••• S••••••
left Feb 8, 2021, registered Oct 20, 2021 (254 days) · RIA to wirehouse
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Apr 28, 2020, registered Jul 2, 2018 (-666 days) · corporate re-registration, not a move
T• A••••••••• I••• to D••••••• W••••• M•••••••••
left Apr 28, 2020, registered May 1, 2020 (3 days) · Other
P••• A••••• S••••••••• L•• to T• A••••••••• I••••••••• M••••••••• L••
left Jun 22, 2018, registered Jul 2, 2018 (10 days) · Affiliated broker-dealer or bank to independent RIA
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P••• A••••• S••••••••• L••
left Mar 15, 2018, registered Apr 26, 2018 (42 days) · Wirehouse to affiliated broker-dealer or bank

Signals

C••••••••• D• C•••••• left S•••• I••••• S••••••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2024-08-15)
Feb 29, 2024 · Advisor changed firm · fact
C••••••••• D• C•••••• left M••••• S•••••• for S•••• I••••• S••••••••• L•• (registered 2023-12-18)
Dec 1, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address