DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• B•••• D••••

M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseLafayette, Ladual registrantIAPD 4615355

Feed of 09/14/2026

Also filed as M•••••• Faye B••••

At current firm

2 y

since Jul 18, 2024

In the industry

21 y

since May 18, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
since Jul 18, 2024 · Lafayette, La
N•••••• A••••••• BD affiliated
Jul 9, 2021 to Jun 21, 2024 · Lake Charles, La
L•• F•••••••• L•• BD affiliated
Jun 18, 2021 to Jul 27, 2022 · Lake Charles, La
O•••• W•••••• I••• BD affiliated
Jun 30, 2020 to Mar 30, 2021 · Lafayette, La
W•••• F•••• A••••••• wirehouse
Jan 9, 2020 to Mar 24, 2020 · Lafayette, La
W•••• F•••• A••••••• wirehouse
May 5, 2011 to Jan 9, 2020 · Lafayette, La
E••••• J•••• national BD
Dec 15, 2009 to Feb 8, 2010 · St Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

N•••••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jun 21, 2024, registered Jul 18, 2024 (27 days) · Affiliated broker-dealer or bank to wirehouse
L•• F•••••••• L•• to N•••••• A•••••••
left Jul 27, 2022, registered Jul 9, 2021 (-383 days) · RIA to affiliated broker-dealer or bank
O•••• W•••••• I••• to L•• F•••••••• L••
left Mar 30, 2021, registered Jun 18, 2021 (80 days) · Affiliated broker-dealer or bank to another
W•••• F•••• A••••••• to O•••• W•••••• I•••
left Mar 24, 2020, registered Jun 30, 2020 (98 days) · Wirehouse to affiliated broker-dealer or bank
W•••• F•••• A••••••• to W•••• F•••• A•••••••
left Jan 9, 2020, registered Jan 9, 2020 (0 days) · channel change inside one enterprise, not a move · moved with a team
E••••• J•••• to W•••• F•••• A•••••••
left Feb 8, 2010, registered May 5, 2011 (451 days) · Affiliated broker-dealer or bank to wirehouse

Signals

M•••••• B•••• D•••• left N•••••• A••••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2024-07-18)
Jun 21, 2024 · Advisor changed firm · fact
M•••••• B•••• D•••• left L•• F•••••••• L•• for N•••••• A••••••• (registered 2021-07-09)
Jul 27, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address