RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N••• P•••••• R••••••
- C••••••••• F•••••••• P••••••• independent RIA currentsince Jul 2, 2021 · Mcmurray, Pa
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedApr 13, 2016 to Jul 7, 2021 · Canonsburg, Pa
- A••••• A•• P••••••• S••••••• BD affiliatedOct 11, 2012 to Mar 2, 2016 · Pittsburgh, Pa
- U•• F•••••••• S••••••• I••• wirehouseJan 14, 2008 to Oct 1, 2012 · Pittsburgh, Pa
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to C••••••••• F•••••••• P•••••••left Jul 7, 2021, registered Jul 2, 2021 (-5 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- A••••• A•• P••••••• S••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Mar 2, 2016, registered Apr 13, 2016 (42 days) · Other
- U•• F•••••••• S••••••• I••• to A••••• A•• P••••••• S•••••••left Oct 1, 2012, registered Oct 11, 2012 (10 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address