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Registered advisor
B••••••••• B•••
Feed of 09/14/2026
Also filed as B••••••••• Christopher B•••
At current firm
3 y
since Sep 1, 2023
In the industry
22 y
since Apr 29, 2004 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Sep 1, 2023 · Scottsdale, Az
- S•••••••• F••••••••• I••• formerMar 18, 2022 to Sep 1, 2023 · Scottsdale, Az
- W•••• F•••• A••••••• wirehouseMay 4, 2021 to Jul 16, 2021 · St. Louis, Mo
- P•••••••• S••••••••• I••• BD affiliatedMar 16, 2020 to Mar 31, 2021 · Charlotte, Nc
- A••••• A•• P••••••• S••••••• BD affiliatedJul 8, 2005 to Mar 24, 2015 · Charlotte, Nc
- A••••••••• F•••••••• S•••••••• L•• national BDApr 29, 2004 to Dec 6, 2004 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• F••••••••• I••• to O•••• W•••••• I•••left Sep 1, 2023, registered Sep 1, 2023 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to S•••••••• F••••••••• I•••left Jul 16, 2021, registered Mar 18, 2022 (245 days) · Wirehouse to affiliated broker-dealer or bank
- P•••••••• S••••••••• I••• to W•••• F•••• A•••••••left Mar 31, 2021, registered May 4, 2021 (34 days) · Affiliated broker-dealer or bank to wirehouse
- A••••• A•• P••••••• S••••••• to P•••••••• S••••••••• I•••left Mar 24, 2015, registered Mar 16, 2020 (1819 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to A••••• A•• P••••••• S•••••••left Dec 6, 2004, registered Jul 8, 2005 (214 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address