DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Erik Ranson
At current firm
0 y
since Dec 18, 2025
In the industry
21 y
since Mar 25, 2005 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Pnc Capital Advisors LLC other currentsince Dec 18, 2025 · Baltimore, Md
- Chartwell Investment Partners, LLC otherOct 23, 2020 to Jan 14, 2022 · Baltimore, Md
- Wells Fargo Advisors wirehouseMay 6, 2010 to Nov 30, 2010 · Catonsville, Md
- Clearbridge Investments, LLC mixed wealthMar 17, 2006 to Jun 1, 2009 · New York, Ny
- Legg Mason Wood Walker, Incorporated unclassifiedMar 28, 2005 to Dec 2, 2005 · Baltimore, Md
Moves
a registration end followed by a registration begin elsewhere
- Chartwell Investment Partners, LLC to Pnc Capital Advisors LLCleft Jan 14, 2022, registered Dec 18, 2025 (1434 days) · Other
- Wells Fargo Advisors to Chartwell Investment Partners, LLCleft Nov 30, 2010, registered Oct 23, 2020 (3615 days) · Other
- Clearbridge Investments, LLC to Wells Fargo Advisorsleft Jun 1, 2009, registered May 6, 2010 (339 days) · Other
- Legg Mason Wood Walker, Incorporated to Clearbridge Investments, LLCleft Dec 2, 2005, registered Mar 17, 2006 (105 days) · Other
Signals
- Erik Ranson left Chartwell Investment Partners, Llc for Pnc Capital Advisors Llc (registered 2025-12-18)Jan 14, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address