RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• M•••••• H•••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Mar 30, 2026 · Nashville, Tn
- F•••• H•••••• A•••••••• I•• formerNov 19, 2018 to May 28, 2021 · Nashville, Tn
- T••••• A••••••• S•••••••• I••• BD affiliatedSep 9, 2016 to Aug 3, 2017 · Nashville, Tn
- S••••••• I••••••••• S•••••••• I••• formerMar 26, 2015 to Dec 31, 2016 · Nashville, Tn
- C••••• I••••••••• A••••••• L•• BD affiliatedJan 21, 2014 to Dec 2, 2014 · Schaumburg, Il
- C••••• I••••••••• S••••••• L•• formerNov 13, 2013 to Jan 21, 2014 · Baton Rouge, Al
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2008 to May 15, 2012 · Baton Rouge, La
- J••• M••••• S••••••••• I••• unclassifiedSep 10, 2007 to Oct 1, 2008 · Baton Rouge, La
- F•••• H•••••• A•••••••• I•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left May 28, 2021, registered Mar 30, 2026 (1767 days) · RIA to affiliated broker-dealer or bank
- T••••• A••••••• S•••••••• I••• to F•••• H•••••• A•••••••• I••left Aug 3, 2017, registered Nov 19, 2018 (473 days) · Other
- S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••left Dec 31, 2016, registered Sep 9, 2016 (-113 days) · corporate re-registration, not a move
- C••••• I••••••••• A••••••• L•• to S••••••• I••••••••• S•••••••• I•••left Dec 2, 2014, registered Mar 26, 2015 (114 days) · Other
- C••••• I••••••••• S••••••• L•• to C••••• I••••••••• A••••••• L••left Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move
- J••• M••••• S••••••••• L•• to C••••• I••••••••• S••••••• L••left May 15, 2012, registered Nov 13, 2013 (547 days) · Other
- J••• M••••• S••••••••• I••• to J••• M••••• S••••••••• L••left Oct 1, 2008, registered Oct 1, 2008 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address