DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Scott Robert Kelley
Feed of 09/15/2026
At current firm
0 y
since Jun 10, 2026
In the industry
23 y
since Aug 5, 2003 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
5
dated events on this person
Registration history
IAPD current and previous registrations
- John Hancock Personal Financial Services, LLC BD affiliated currentsince Jun 10, 2026 · Boston, Ma
- Federated Global Investment Management Corp. asset managerJul 18, 2022 to Jun 1, 2026 · New York, Ny
- Mdt Advisers, A Division Of Federated Mdta LLC asset managerMay 17, 2022 to Jun 1, 2026 · Ridgefield, Wa
- Federated Securities Corp. no RAUMMay 11, 2022 to Jun 1, 2026 · Ridgefield, Wa
- Federated Investment Counseling institutionalMay 10, 2022 to Jun 1, 2026 · Ridgefield, Wa
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMay 6, 2020 to Apr 27, 2022 · Lake Oswego, Or
- Usi Advisors institutionalJan 13, 2020 to Feb 4, 2020 · Glastonbury, Ct
- Ameriprise Financial Services, LLC national BDAug 5, 2003 to Oct 20, 2003 · Vancouver, Wa
Moves
a registration end followed by a registration begin elsewhere
- Mdt Advisers, A Division Of Federated Mdta LLC to Federated Global Investment Management Corp.left Jun 1, 2026, registered Jul 18, 2022 (-1414 days) · Other
- Federated Global Investment Management Corp. to John Hancock Personal Financial Services, LLCleft Jun 1, 2026, registered Jun 10, 2026 (9 days) · Other
- Federated Investment Counseling to Federated Securities Corp.left Jun 1, 2026, registered May 11, 2022 (-1482 days) · Other
- Federated Securities Corp. to Mdt Advisers, A Division Of Federated Mdta LLCleft Jun 1, 2026, registered May 17, 2022 (-1476 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Federated Investment Counselingleft Apr 27, 2022, registered May 10, 2022 (13 days) · Other
- Usi Advisors to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Feb 4, 2020, registered May 6, 2020 (92 days) · Other
- Ameriprise Financial Services, LLC to Usi Advisorsleft Oct 20, 2003, registered Jan 13, 2020 (5929 days) · Other
Signals
- Scott Robert Kelley left Federated Global Investment Management Corp. for John Hancock Personal Financial Services, Llc (registered 2026-06-10)Jun 1, 2026 · Advisor changed firm · fact
- Scott Robert Kelley left Mdt Advisers, A Division Of Federated Mdta Llc for Federated Global Investment Management Corp. (registered 2022-07-18)Jun 1, 2026 · Advisor changed firm · fact
- Scott Robert Kelley left Federated Securities Corp. for Mdt Advisers, A Division Of Federated Mdta Llc (registered 2022-05-17)Jun 1, 2026 · Advisor changed firm · fact
- Scott Robert Kelley left Federated Investment Counseling for Federated Securities Corp. (registered 2022-05-11)Jun 1, 2026 · Advisor changed firm · fact
- Scott Robert Kelley left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Federated Investment Counseling (registered 2022-05-10)Apr 27, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address