DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••••• D••• O•••••

C••••••••• S••••••••• L••BD affiliatedOverland Park, Ks dual registrantIAPD 4652612

Feed of 09/15/2026

Also filed as Bob O•••••

At current firm

5 y

since Apr 27, 2021

In the industry

23 y

since May 20, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••••• S••••••••• L•• BD affiliated current
since Apr 27, 2021 · Olathe, Ks
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Feb 20, 2020 to Apr 19, 2021 · Overland Park, Ks
A••••••••• F•••••••• S•••••••• L•• national BD
Jan 6, 2017 to Feb 26, 2020 · Overland Park, Ks
A••••••• F•••••••• A•••••••• L•• BD affiliated
Jan 15, 2015 to Jan 18, 2017 · Overland Park, Ks
E•••• S••••••••• L•• BD affiliated
Dec 15, 2008 to Dec 3, 2014 · Overland Park, Ks

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to C••••••••• S••••••••• L••
left Apr 19, 2021, registered Apr 27, 2021 (8 days) · Affiliated broker-dealer or bank to another
A••••••••• F•••••••• S•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Feb 26, 2020, registered Feb 20, 2020 (-6 days) · Affiliated broker-dealer or bank to another · moved with a team
A••••••• F•••••••• A•••••••• L•• to A••••••••• F•••••••• S•••••••• L••
left Jan 18, 2017, registered Jan 6, 2017 (-12 days) · Other
E•••• S••••••••• L•• to A••••••• F•••••••• A•••••••• L••
left Dec 3, 2014, registered Jan 15, 2015 (43 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address