RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• D•••• B••••••
- M•••••• BD affiliated currentsince Apr 8, 2019 · Novi, Mi
- O•••• F•• I••• formerMay 4, 2016 to Apr 1, 2019 · Southfield, Mi
- I••••••••• C•••••• O• A••••••• I••• formerFeb 10, 2014 to Mar 31, 2016 · Farmington Hills, Mi
- M••••••• C•••••• M••••••••• L•• independent RIAMar 27, 2013 to Feb 13, 2014 · Troy, Mi
- A••••• A•• P••••••• S••••••• BD affiliatedMar 9, 2012 to Nov 21, 2012 · Southfield, Mi
- M••••• S•••••• wirehouseNov 23, 2010 to Feb 2, 2012 · Birmingham, Mi
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2008 to Oct 21, 2010 · Grosse Pointe, Mi
- J••• M••••• S••••••••• I••• unclassifiedJul 21, 2008 to Oct 1, 2008 · Detroit, Mi
- C•••• I••••••••• S••••••• C•••• formerOct 12, 2007 to Jul 1, 2008 · Troy, Mi
- O•••• F•• I••• to M••••••left Apr 1, 2019, registered Apr 8, 2019 (7 days) · Affiliated broker-dealer or bank to another
- I••••••••• C•••••• O• A••••••• I••• to O•••• F•• I•••left Mar 31, 2016, registered May 4, 2016 (34 days) · Other
- M••••••• C•••••• M••••••••• L•• to I••••••••• C•••••• O• A••••••• I•••left Feb 13, 2014, registered Feb 10, 2014 (-3 days) · Other
- A••••• A•• P••••••• S••••••• to M••••••• C•••••• M••••••••• L••left Nov 21, 2012, registered Mar 27, 2013 (126 days) · Other
- M••••• S•••••• to A••••• A•• P••••••• S•••••••left Feb 2, 2012, registered Mar 9, 2012 (36 days) · Other
- J••• M••••• S••••••••• L•• to M••••• S••••••left Oct 21, 2010, registered Nov 23, 2010 (33 days) · Wirehouse to wirehouse
- J••• M••••• S••••••••• I••• to J••• M••••• S••••••••• L••left Oct 1, 2008, registered Oct 1, 2008 (0 days) · corporate re-registration, not a move
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• I•••left Jul 1, 2008, registered Jul 21, 2008 (20 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address