DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S•••• B•••• K••••••

J••• M••••• S••••••••• L••wirehouseDallas, Txdual registrantIAPD 4657217

Feed of 09/14/2026

Also filed as S•••• B•••• Troxell

At current firm

8 y

since Nov 28, 2017

In the industry

23 y

since Jun 24, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since Nov 28, 2017 · Dallas, Tx
C••••• A••••••• L•• former
Oct 3, 2016 to Nov 13, 2017 · Frisco, Tx
I•••••••• C•••••• A••••••• former
Jul 2, 2015 to Oct 3, 2016 · Lynnfield, Ma
W•••• F•••• A••••••• wirehouse
Jan 1, 2008 to Jul 8, 2015 · Sherman, Tx
A• G• E•••••• • S•••• I••• unclassified
Jun 26, 2003 to Jan 1, 2008 · Sherman, Tx

Moves

a registration end followed by a registration begin elsewhere

C••••• A••••••• L•• to J••• M••••• S••••••••• L••
left Nov 13, 2017, registered Nov 28, 2017 (15 days) · Other
I•••••••• C•••••• A••••••• to C••••• A••••••• L••
left Oct 3, 2016, registered Oct 3, 2016 (0 days) · channel change inside one enterprise, not a move · moved with a team
W•••• F•••• A••••••• to I•••••••• C•••••• A•••••••
left Jul 8, 2015, registered Jul 2, 2015 (-6 days) · Other
A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••
left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address