RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••••• K••• G•••
- J••• M••••• S••••••••• L•• wirehouse currentsince Mar 15, 2023 · Columbus, Oh
- W•••• F•••• A••••••• wirehouseMar 22, 2012 to Feb 23, 2023 · Princeton, Nj
- M••••• S•••••• wirehouseFeb 23, 2010 to Mar 6, 2012 · Bryn Mawr, Pa
- C•••••••• G••••• M•••••• I••• BD affiliatedApr 25, 2008 to Feb 23, 2010 · New York, Ny
- B•• M••••• A•••••••• I••• bank affiliatedFeb 6, 2004 to Apr 11, 2006 · Malvern, Pa
- P••••••• L•• unclassifiedJan 29, 2004 to Mar 31, 2006 · Malvern, Pa
- W•••• F•••• A••••••• to J••• M••••• S••••••••• L••left Feb 23, 2023, registered Mar 15, 2023 (20 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• to W•••• F•••• A•••••••left Mar 6, 2012, registered Mar 22, 2012 (16 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Feb 23, 2010, registered Feb 23, 2010 (0 days) · Other
- B•• M••••• A•••••••• I••• to C•••••••• G••••• M•••••• I•••left Apr 11, 2006, registered Apr 25, 2008 (745 days) · Other
- P••••••• L•• to B•• M••••• A•••••••• I•••left Mar 31, 2006, registered Feb 6, 2004 (-784 days) · Other
- M••••••• K••• G••• left W•••• F•••• A••••••• for J••• M••••• S••••••••• L•• (registered 2023-03-15)Feb 23, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address