RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• S• B•••
- W•••• F•••• A••••••• wirehouse currentsince Aug 19, 2025 · Portland, Or
- J••• M••••• S••••••••• L•• wirehouseAug 20, 2020 to Aug 15, 2025 · Portland, Or
- A•••••••• F•••• M••••••••• L•• asset managerSep 21, 2018 to Jan 16, 2020 · Tigard, Or
- M••••• S•••••• wirehouseJun 1, 2009 to Sep 13, 2018 · Lake Oswego, Or
- M••••• S•••••• • C•• L•• unclassifiedOct 3, 2008 to Jun 1, 2009 · Lake Oswego, Or
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 10, 2003 to Oct 9, 2008 · Lake Oswego, Or
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left Aug 15, 2025, registered Aug 19, 2025 (4 days) · Wirehouse to wirehouse
- A•••••••• F•••• M••••••••• L•• to J••• M••••• S••••••••• L••left Jan 16, 2020, registered Aug 20, 2020 (217 days) · Other
- M••••• S•••••• to A•••••••• F•••• M••••••••• L••left Sep 13, 2018, registered Sep 21, 2018 (8 days) · Other
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S•••••• • C•• L••left Oct 9, 2008, registered Oct 3, 2008 (-6 days) · Other
- A••• S• B••• left J••• M••••• S••••••••• L•• for W•••• F•••• A••••••• (registered 2025-08-19)Aug 15, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address