DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Matthew James Worthington

LPL Financial LLCBD affiliatedBellevue, Wa dual registrantIAPD 4696838

Feed of 09/14/2026

At current firm

2 y

since Oct 26, 2023

In the industry

22 y

since Oct 17, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Oct 26, 2023 · Phoenix, Az
Woodbury Financial Services, Inc. former
Jul 16, 2018 to Oct 30, 2023 · Bellevue, Wa
Hornor, Townsend & Kent, LLC independent RIA
Feb 24, 2009 to Jul 26, 2018 · Bellevue, Wa
Wells Fargo Advisors wirehouse
Jan 1, 2008 to Feb 17, 2009 · Kirkland, Wa
A. G. Edwards & Sons, Inc. unclassified
Oct 20, 2003 to Jan 1, 2008 · Kirkland, Wa

Moves

a registration end followed by a registration begin elsewhere

Woodbury Financial Services, Inc. to LPL Financial LLC
left Oct 30, 2023, registered Oct 26, 2023 (-4 days) · Affiliated broker-dealer or bank to another · moved with a team
Hornor, Townsend & Kent, LLC to Woodbury Financial Services, Inc.
left Jul 26, 2018, registered Jul 16, 2018 (-10 days) · Affiliated broker-dealer or bank to another · moved with a team
Wells Fargo Advisors to Hornor, Townsend & Kent, LLC
left Feb 17, 2009, registered Feb 24, 2009 (7 days) · Other
A. G. Edwards & Sons, Inc. to Wells Fargo Advisors
left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move

Signals

Matthew James Worthington left Woodbury Financial Services, Inc. for Lpl Financial Llc (registered 2023-10-26)
Oct 30, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address