DFX Intelligence
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Team lift-out
3 advisors left H•••••• T••••••• • K•••• L•• for W••••••• F•••••••• S•••••••• I•••
BD affiliatedtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Matthew James Worthington | Bellevue, Wa | Jul 26, 2018 | Jul 16, 2018 |
| Michael Todd Rossman | Bellevue, Wa | Jul 26, 2018 | Jul 16, 2018 |
| Tinh Trong Vu | Seattle, Wa | Aug 7, 2018 | Jul 27, 2018 |
The rule
- Registrations ended
- Jul 26, 2018 to Aug 7, 2018
- Registered next
- Jul 16, 2018 to Jul 27, 2018
- Branch state
- WA
- Cities
- 2, most in Bellevue, Wa
- Registered there that day
- 367 (people still on IAPD; an estimate)
- Share of that headcount
- 0.8%
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.