RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• S•••• H•••••••
- M••••• S•••••• wirehouse currentsince Jan 26, 2026 · Dublin, Oh
- W•••• F•••• A••••••• wirehouseNov 22, 2022 to Jan 9, 2026 · Dublin, Oh
- T••••••• I••••••••• M••••••••• I••• BD affiliatedAug 12, 2019 to Oct 5, 2022 · Camp Hill, Pa
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedJan 2, 2019 to Apr 23, 2019 · Columbus, Oh
- N••••••••• S••••••••• L•• no RAUMJul 16, 2015 to Jan 3, 2019 · Grandview Heights, Oh
- W•••• F•••• A••••••• to M••••• S••••••left Jan 9, 2026, registered Jan 26, 2026 (17 days) · Wirehouse to wirehouse
- T••••••• I••••••••• M••••••••• I••• to W•••• F•••• A•••••••left Oct 5, 2022, registered Nov 22, 2022 (48 days) · Affiliated broker-dealer or bank to wirehouse
- C•••••••• I••••••••• R••••••• A•••••••• I••• to T••••••• I••••••••• M••••••••• I•••left Apr 23, 2019, registered Aug 12, 2019 (111 days) · Affiliated broker-dealer or bank to another
- N••••••••• S••••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jan 3, 2019, registered Jan 2, 2019 (-1 days) · Other
- R•••••• S•••• H••••••• left W•••• F•••• A••••••• for M••••• S•••••• (registered 2026-01-26)Jan 9, 2026 · Advisor changed firm · fact
- R•••••• S•••• H••••••• left T••••••• I••••••••• M••••••••• I••• for W•••• F•••• A••••••• (registered 2022-11-22)Oct 5, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address