DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Stacy A Johnson

LPL Financial LLCBD affiliatedTempe, Az dual registrantIAPD 4715519

Certified Financial Planner

Feed of 09/15/2026

Also filed as Stacy A Turk

At current firm

1 y

since Apr 11, 2025

In the industry

20 y

since Jun 8, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Apr 11, 2025 · Tempe, Az
Wealth Enhancement Advisory Services, LLC BD affiliated
Jun 23, 2023 to Mar 10, 2025 · Peoria, Az
Raymond James Financial Services Advisors, Inc BD affiliated
Dec 8, 2022 to Jun 20, 2023 · Phoenix, Az
Usaa Investment Services Company no RAUM
Jan 8, 2018 to Jun 12, 2020 · San Antonio, Tx
Usaa Financial Planning Services former
May 12, 2008 to Jan 8, 2018 · Phoenix, Az
Usaa Investment Services Company no RAUM
Oct 23, 2007 to May 8, 2008 · Phoenix, Az

Moves

a registration end followed by a registration begin elsewhere

Wealth Enhancement Advisory Services, LLC to LPL Financial LLC
left Mar 10, 2025, registered Apr 11, 2025 (32 days) · Affiliated broker-dealer or bank to another
Raymond James Financial Services Advisors, Inc to Wealth Enhancement Advisory Services, LLC
left Jun 20, 2023, registered Jun 23, 2023 (3 days) · Affiliated broker-dealer or bank to independent RIA
Usaa Investment Services Company to Raymond James Financial Services Advisors, Inc
left Jun 12, 2020, registered Dec 8, 2022 (909 days) · Other · moved with a team
Usaa Financial Planning Services to Usaa Investment Services Company
left Jan 8, 2018, registered Jan 8, 2018 (0 days) · corporate re-registration, not a move
Usaa Investment Services Company to Usaa Financial Planning Services
left May 8, 2008, registered May 12, 2008 (4 days) · Other

Signals

Stacy A Johnson left Wealth Enhancement Advisory Services, Llc for Lpl Financial Llc (registered 2025-04-11)
Mar 10, 2025 · Advisor changed firm · fact
Stacy A Johnson left Raymond James Financial Services Advisors, Inc for Wealth Enhancement Advisory Services, Llc (registered 2023-06-23)
Jun 20, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address