RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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C••••••••• D•••• P••••••
- A•••••• W••••• M••••••••• L•• independent RIA currentsince May 18, 2023 · Atlanta, Ga
- C••••••• W••••• M••••••••• formerMay 7, 2018 to Dec 13, 2023 · Atlanta, Ga
- K•••• M••••••••• formerDec 16, 2015 to Jul 11, 2018 · Suwanee, Ga
- T•••• A•••••••• L•• formerAug 23, 2011 to Dec 31, 2015 · Suwanee, Ga
- M•• I•••••••• S•••••••• L•• BD affiliatedAug 3, 2009 to Aug 26, 2011 · Suwanee, Ga
- O••••••••• S••••••••• I••• BD affiliatedAug 25, 2004 to Jul 27, 2009 · Peachtree Corners, Ga
- C••••••• W••••• M••••••••• to A•••••• W••••• M••••••••• L••left Dec 13, 2023, registered May 18, 2023 (-209 days) · RIA to RIA · moved with a team
- K•••• M••••••••• to C••••••• W••••• M•••••••••left Jul 11, 2018, registered May 7, 2018 (-65 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- T•••• A•••••••• L•• to K•••• M•••••••••left Dec 31, 2015, registered Dec 16, 2015 (-15 days) · Other · moved with a team
- M•• I•••••••• S•••••••• L•• to T•••• A•••••••• L••left Aug 26, 2011, registered Aug 23, 2011 (-3 days) · Other
- O••••••••• S••••••••• I••• to M•• I•••••••• S•••••••• L••left Jul 27, 2009, registered Aug 3, 2009 (7 days) · Other
- C••••••••• D•••• P•••••• left C••••••• W••••• M••••••••• for A•••••• W••••• M••••••••• L•• (registered 2023-05-18)Dec 13, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address