DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• B•••••••

P•• W••••• M•••••••••BD affiliatedSan Diego, Ca dual registrantIAPD 4721387

Feed of 09/15/2026

Also filed as J•••• Gregory B•••••••

At current firm

2 y

since Jul 26, 2024

In the industry

14 y

since Oct 20, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P•• W••••• M••••••••• BD affiliated current
since Jul 26, 2024 · Vista, Ca
J••• M••••• S••••••••• L•• wirehouse
Oct 10, 2023 to Jul 23, 2024 · Fallbrook, Ca
P•••• S••••••••• L•• no RAUM
Jul 19, 2023 to Oct 11, 2023 · San Diego, Ca
B•• N•••••• B•••• S••••••••• L••• BD affiliated
Mar 29, 2019 to Jul 23, 2019 · Calgary, Ab T2p 5c5
E••••• J•••• national BD
Oct 8, 2018 to Nov 27, 2018 · St Louis, Mo
M••••• S•••••• wirehouse
Jan 1, 2016 to Jul 5, 2017 · Palo Alto, Ca

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to P•• W••••• M•••••••••
left Jul 23, 2024, registered Jul 26, 2024 (3 days) · Wirehouse to affiliated broker-dealer or bank
P•••• S••••••••• L•• to J••• M••••• S••••••••• L••
left Oct 11, 2023, registered Oct 10, 2023 (-1 days) · Affiliated broker-dealer or bank to wirehouse
B•• N•••••• B•••• S••••••••• L••• to P•••• S••••••••• L••
left Jul 23, 2019, registered Jul 19, 2023 (1457 days) · Affiliated broker-dealer or bank to another
E••••• J•••• to B•• N•••••• B•••• S••••••••• L•••
left Nov 27, 2018, registered Mar 29, 2019 (122 days) · Affiliated broker-dealer or bank to another
M••••• S•••••• to E••••• J••••
left Jul 5, 2017, registered Oct 8, 2018 (460 days) · Wirehouse to affiliated broker-dealer or bank

Signals

J•••• B••••••• left J••• M••••• S••••••••• L•• for P•• W••••• M••••••••• (registered 2024-07-26)
Jul 23, 2024 · Advisor changed firm · fact
J•••• B••••••• left P•••• S••••••••• L•• for J••• M••••• S••••••••• L•• (registered 2023-10-10)
Oct 11, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address