DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

L••••• L•••••

N•••••• A•••••••BD affiliatedNew Orleans, La IA-onlyIAPD 4740394

Certified Financial Planner · Chartered Financial Analyst

Feed of 09/14/2026

Also filed as L••••• Duvall Porcelli

At current firm

3 y

since Jan 10, 2023

In the industry

22 y

since May 12, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

N•••••• A••••••• BD affiliated current
since Jan 10, 2023 · Rockville, Md
S•• C•••••• M••••••••• C• former
Mar 22, 2012 to Oct 27, 2022 · Rockville, Md
D•••• F•••••••• A•••••••• I•• independent RIA
Jan 15, 2010 to Jan 3, 2011
F•• S••••••••• C••••••••• former
Apr 16, 2009 to Jun 29, 2010 · Kensington, Md
C••••••••• W••••• A•••••••• L•• former
May 3, 2007 to Dec 4, 2007 · Rockville, Md
L••••• W••••• M••••••••• C••••••• L•• unclassified
Jan 16, 2007 to May 3, 2007 · Rockville, Md
B•••••••• I••••••••• M••••••••• L•• asset manager
Sep 29, 2006 to Jan 3, 2007 · Plainsboro, Nj
M•••••• L•••• I••••••••• M••••••• L• unclassified
Sep 9, 2005 to Sep 29, 2006 · Washington, Dc
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
May 18, 2004 to Jun 20, 2005 · Jacksonville, Fl

Moves

a registration end followed by a registration begin elsewhere

S•• C•••••• M••••••••• C• to N•••••• A•••••••
left Oct 27, 2022, registered Jan 10, 2023 (75 days) · RIA to affiliated broker-dealer or bank
D•••• F•••••••• A•••••••• I•• to S•• C•••••• M••••••••• C•
left Jan 3, 2011, registered Mar 22, 2012 (444 days) · Other
F•• S••••••••• C••••••••• to D•••• F•••••••• A•••••••• I••
left Jun 29, 2010, registered Jan 15, 2010 (-165 days) · Other
C••••••••• W••••• A•••••••• L•• to F•• S••••••••• C•••••••••
left Dec 4, 2007, registered Apr 16, 2009 (499 days) · Other
L••••• W••••• M••••••••• C••••••• L•• to C••••••••• W••••• A•••••••• L••
left May 3, 2007, registered May 3, 2007 (0 days) · Other
B•••••••• I••••••••• M••••••••• L•• to L••••• W••••• M••••••••• C••••••• L••
left Jan 3, 2007, registered Jan 16, 2007 (13 days) · Other
M•••••• L•••• I••••••••• M••••••• L• to B•••••••• I••••••••• M••••••••• L••
left Sep 29, 2006, registered Sep 29, 2006 (0 days) · corporate re-registration, not a move
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M•••••• L•••• I••••••••• M••••••• L•
left Jun 20, 2005, registered Sep 9, 2005 (81 days) · Other

Signals

L••••• L••••• left S•• C•••••• M••••••••• C• for N•••••• A••••••• (registered 2023-01-10)
Oct 27, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address