RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• D•• P••••
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Oct 31, 2025 · Texarkana, Tx
- L•• F•••••••• L•• BD affiliatedDec 1, 2023 to Nov 6, 2025 · Atlanta, Tx
- I••••• F•••••••• i••••••••• wealthNov 15, 2021 to Mar 4, 2025 · Atlanta, Tx
- I••••• A••••••• G•••• L•• formerJan 23, 2014 to Dec 9, 2021 · Houston, Tx
- A•••••• R••••••• C•••••• i••••••••• wealthJan 25, 2013 to Apr 2, 2014 · Atlanta, Tx
- M••••••• I••••••••• N•••••• I••• BD affiliatedJun 2, 2009 to Dec 20, 2012 · Atlanta, Tx
- E••••• J•••• national BDFeb 9, 2007 to Jun 4, 2009 · Atlanta, Tx
- L•• F•••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Nov 6, 2025, registered Oct 31, 2025 (-6 days) · Affiliated broker-dealer or bank to another · moved with a team
- I••••• F•••••••• to L•• F•••••••• L••left Mar 4, 2025, registered Dec 1, 2023 (-459 days) · Affiliated broker-dealer or bank to another · moved with a team
- I••••• A••••••• G•••• L•• to I••••• F••••••••left Dec 9, 2021, registered Nov 15, 2021 (-24 days) · RIA to RIA · moved with a team
- A•••••• R••••••• C•••••• to I••••• A••••••• G•••• L••left Apr 2, 2014, registered Jan 23, 2014 (-69 days) · Other
- M••••••• I••••••••• N•••••• I••• to A•••••• R••••••• C••••••left Dec 20, 2012, registered Jan 25, 2013 (36 days) · Other
- E••••• J•••• to M••••••• I••••••••• N•••••• I•••left Jun 4, 2009, registered Jun 2, 2009 (-2 days) · Other
- J•••••• D•• P•••• left L•• F•••••••• L•• for A••••••••• F•••••••• S•••••••• L•• (registered 2025-10-31)Nov 6, 2025 · a•••••• firm change · fact
- J•••••• D•• P•••• left I••••• F•••••••• for L•• F•••••••• L•• (registered 2023-12-01)Mar 4, 2025 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address