RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•• R••• B•••••••••
- •••••••• independent RIA currentsince Aug 28, 2026 · Bellevue, Wa
- W•••• F•••• A••••••• wirehouseMar 15, 2017 to Sep 10, 2026 · Bellevue, Wa
- C•••••• C•••••• M••••••••• formerJan 23, 2017 to Mar 13, 2017 · Bellevue, Wa
- C•••••• C•••••• M••••••••• formerFeb 23, 2016 to Dec 31, 2016 · Bellevue, Wa
- C•••••• S••••••••• C••••••••• unclassifiedFeb 19, 2016 to Mar 13, 2017 · Bellevue, Wa
- M••••• S•••••• wirehouseJun 13, 2014 to Mar 4, 2016 · Kirkland, Wa
- W•••• F•••• A••••••• to ••••••••left Sep 10, 2026, registered Aug 28, 2026 (-13 days) · Wirehouse to independent RIA · moved with a team
- C•••••• C•••••• M••••••••• to W•••• F•••• A•••••••left Mar 13, 2017, registered Mar 15, 2017 (2 days) · Other
- C•••••• S••••••••• C••••••••• to C•••••• C•••••• M•••••••••left Mar 13, 2017, registered Feb 23, 2016 (-384 days) · Other
- M••••• S•••••• to C•••••• S••••••••• C•••••••••left Mar 4, 2016, registered Feb 19, 2016 (-14 days) · Other
- A•• R••• B••••••••• left W•••• F•••• A••••••• for &Partners (registered 2026-08-28)Sep 10, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address