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Registered advisor
M•••••• D•••• T•••••
Feed of 09/14/2026
Also filed as Mike D. T•••••
At current firm
11 y
since May 1, 2015
In the industry
21 y
since May 11, 2005 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S••••• W••••• A•••••••• I••• no RAUM currentsince May 1, 2015 · Orlando, Fl
- W•••• F•••• A••••••• wirehouseMar 26, 2013 to Mar 30, 2015 · Orlando, Fl
- M••••• S•••••• wirehouseMay 12, 2011 to Apr 9, 2013 · Winter Park, Fl
- W••••••• F•••••••• S•••••••• I••• formerApr 30, 2009 to Dec 31, 2009 · Winter Park, Fl
- M•• F•••••••• S•••••••• I••• formerJun 1, 2005 to Mar 4, 2009 · Orlando, Fl
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to S••••• W••••• A•••••••• I•••left Mar 30, 2015, registered May 1, 2015 (32 days) · Other
- M••••• S•••••• to W•••• F•••• A•••••••left Apr 9, 2013, registered Mar 26, 2013 (-14 days) · Wirehouse to wirehouse
- W••••••• F•••••••• S•••••••• I••• to M••••• S••••••left Dec 31, 2009, registered May 12, 2011 (497 days) · Other
- M•• F•••••••• S•••••••• I••• to W••••••• F•••••••• S•••••••• I•••left Mar 4, 2009, registered Apr 30, 2009 (57 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address