RIA Intelligence

• L•• F•••••••• L•• BD affiliated current
  since Aug 21, 2025 · Lafayette, La
• F•••• H•••••• A•••••••• I•• former
  Nov 5, 2020 to Aug 21, 2025 · Lafayette, La
• H•••••• W•••••• I••••••••• S••••••• I••• independent RIA
  Jun 20, 2016 to May 28, 2019 · New Orleans, La
• J••• M••••• S••••••••• L•• wirehouse
  Oct 1, 2012 to Jun 8, 2016 · Lafayette, La
• C•••• I••••••••• S••••••• C•••• former
  Apr 26, 2011 to Oct 1, 2012 · Baton Rouge, La
• E••••• J•••• national BD
  Jan 16, 2007 to Apr 19, 2011 · Denham Springs, La

• F•••• H•••••• A•••••••• I•• to L•• F•••••••• L••
  left Aug 21, 2025, registered Aug 21, 2025 (0 days) · corporate re-registration, not a move
• H•••••• W•••••• I••••••••• S••••••• I••• to F•••• H•••••• A•••••••• I••
  left May 28, 2019, registered Nov 5, 2020 (527 days) · Affiliated broker-dealer or bank to independent RIA
• J••• M••••• S••••••••• L•• to H•••••• W•••••• I••••••••• S••••••• I•••
  left Jun 8, 2016, registered Jun 20, 2016 (12 days) · Other
• C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
  left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
• E••••• J•••• to C•••• I••••••••• S••••••• C••••
  left Apr 19, 2011, registered Apr 26, 2011 (7 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

22derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address