RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- T•• N••••• G•••• L•• independent RIA currentsince Mar 15, 2023 · Provo, Ut
- T••••••••• C••••••• L•• asset managerMar 2, 2018 to Jun 28, 2023 · Lehi, Ut
- A•••••• I••••••••• A•••••••• L•• formerJun 9, 2014 to Mar 21, 2018 · Idaho Falls, Id
- O••••••••• S••••••••• I••• BD affiliatedSep 24, 2012 to May 8, 2014 · Nampa, Id
- T••••••••• C••••••• L•• to T•• N••••• G•••• L••left Jun 28, 2023, registered Mar 15, 2023 (-105 days) · RIA to a newly registered adviser · moved with a team
- A•••••• I••••••••• A•••••••• L•• to T••••••••• C••••••• L••left Mar 21, 2018, registered Mar 2, 2018 (-19 days) · RIA to RIA · moved with a team
- O••••••••• S••••••••• I••• to A•••••• I••••••••• A•••••••• L••left May 8, 2014, registered Jun 9, 2014 (32 days) · Other
- G•••• T••••• W••• left T••••••••• C••••••• L•• for T•• N••••• G•••• L•• (registered 2023-03-15)Jun 28, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address