DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••••• A• S••

M••••• S••••••wirehouseSan Francisco, Cadual registrantIAPD 4802020

Feed of 09/14/2026

Also filed as Jennifer Ann Sun

At current firm

2 y

since Nov 1, 2023

In the industry

21 y

since Jun 11, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• S•••••• wirehouse current
since Nov 1, 2023 · San Francisco, Ca
A•••• P•••••••• L•• former
Apr 6, 2022 to Feb 23, 2023 · Pleasanton, Ca
C•••••• A•••• M••••••••• L•• independent RIA
Jun 11, 2021 to Feb 4, 2022 · Chicago, Il
R••••••• W••••• A•••••••• L•• mixed wealth
Jan 25, 2017 to Jun 22, 2021 · Mill Valley, Ca
J••• M••••• P•••••• W••••• A••••••• L•• former
Oct 5, 2016 to Jan 6, 2017 · San Francisco, Ca
W••••••••• A••••••• L•• BD affiliated
Mar 2, 2016 to Jun 24, 2016 · Palo Alto, Ca
J••• M••••• P•••••• W••••• A••••••• L•• former
Jan 24, 2014 to Mar 2, 2016 · San Francisco, Ca
E•••••• C•••••• M••••••••• L•• former
Jun 21, 2013 to Jan 28, 2014 · Arlington, Va

Moves

a registration end followed by a registration begin elsewhere

A•••• P•••••••• L•• to M••••• S••••••
left Feb 23, 2023, registered Nov 1, 2023 (251 days) · RIA to wirehouse
C•••••• A•••• M••••••••• L•• to A•••• P•••••••• L••
left Feb 4, 2022, registered Apr 6, 2022 (61 days) · RIA to RIA
R••••••• W••••• A•••••••• L•• to C•••••• A•••• M••••••••• L••
left Jun 22, 2021, registered Jun 11, 2021 (-11 days) · Other
J••• M••••• P•••••• W••••• A••••••• L•• to R••••••• W••••• A•••••••• L••
left Jan 6, 2017, registered Jan 25, 2017 (19 days) · Other
W••••••••• A••••••• L•• to J••• M••••• P•••••• W••••• A••••••• L••
left Jun 24, 2016, registered Oct 5, 2016 (103 days) · Other
J••• M••••• P•••••• W••••• A••••••• L•• to W••••••••• A••••••• L••
left Mar 2, 2016, registered Mar 2, 2016 (0 days) · Other
E•••••• C•••••• M••••••••• L•• to J••• M••••• P•••••• W••••• A••••••• L••
left Jan 28, 2014, registered Jan 24, 2014 (-4 days) · Other

Signals

J••••••• A• S•• left A•••• P•••••••• L•• for M••••• S•••••• (registered 2023-11-01)
Feb 23, 2023 · Advisor changed firm · fact
J••••••• A• S•• left C•••••• A•••• M••••••••• L•• for A•••• P•••••••• L•• (registered 2022-04-06)
Feb 4, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address