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Registered advisor
K•••• M•••••• H••••••
Feed of 09/14/2026
Also filed as K•••• H••••••
At current firm
4 y
since May 13, 2022
In the industry
21 y
since Sep 20, 2005 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince May 13, 2022 · Pinellas Park, Fl
- P•• W••••• M••••••••• BD affiliatedOct 20, 2015 to May 13, 2022 · Tampa, Fl
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedAug 14, 2014 to Sep 24, 2015 · Bradenton, Fl
- A••••••• F•••••••• A•••••••• L•• BD affiliatedApr 3, 2013 to Aug 5, 2014 · Long Beach, Ca
- A•••• • A••••••• G••••• P••••••• independent RIAAug 1, 2012 to Nov 6, 2012 · Newport Beach, Ca
- W•••• F•••• I••••••••• L•• unclassifiedSep 20, 2005 to Oct 2, 2009 · Las Vegas, Nv
Moves
a registration end followed by a registration begin elsewhere
- P•• W••••• M••••••••• to W•••• F•••• A•••••••left May 13, 2022, registered May 13, 2022 (0 days) · Affiliated broker-dealer or bank to wirehouse
- C•••••••• I••••••••• R••••••• A•••••••• I••• to P•• W••••• M•••••••••left Sep 24, 2015, registered Oct 20, 2015 (26 days) · Other
- A••••••• F•••••••• A•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Aug 5, 2014, registered Aug 14, 2014 (9 days) · Other
- A•••• • A••••••• G••••• P••••••• to A••••••• F•••••••• A•••••••• L••left Nov 6, 2012, registered Apr 3, 2013 (148 days) · Other
- W•••• F•••• I••••••••• L•• to A•••• • A••••••• G••••• P•••••••left Oct 2, 2009, registered Aug 1, 2012 (1034 days) · Other
Signals
- K•••• M•••••• H•••••• left P•• W••••• M••••••••• for W•••• F•••• A••••••• (registered 2022-05-13)May 13, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address