DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Registered advisor
J••• E• M•••••
Feed of 09/14/2026
Also filed as J••• Espinal M•••••
At current firm
1 y
since Feb 20, 2025
In the industry
15 y
since Jan 12, 2011 (earliest exam, job or registration)
Prior registered firms
11
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Feb 20, 2025 · Bradenton, Fl
- C••••• I••••••••• A••••••• L•• BD affiliatedSep 6, 2023 to Feb 19, 2025 · Tampa, Fl
- L•• F•••••••• L•• BD affiliatedNov 4, 2019 to Sep 19, 2023 · Dallas, Tx
- O•••• F•• I••• formerFeb 1, 2019 to Nov 11, 2019 · Plano, Tx
- A••••••••• F•••••••• S•••••••• L•• national BDJan 31, 2018 to Dec 21, 2018 · Ellenton, Fl
- P•• M•••••• A•••••• S••••••••• I••• formerSep 22, 2017 to Jan 22, 2018 · Carrollton, Tx
- P•••••••• A••••••• national BDApr 27, 2017 to Sep 8, 2017 · Plano, Tx
- W•••••• • R••• formerDec 10, 2014 to Jun 24, 2015 · Dallas, Tx
- P•••••••• A••••••• national BDJul 21, 2014 to Nov 17, 2014 · Plano, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 10, 2012 to Dec 23, 2013 · Dallas, Tx
- F•••• T•••• S••••••••• I••• BD affiliatedApr 9, 2012 to Jul 12, 2012 · Largo, Fl
- W•••• F•••• A••••••• wirehouseJan 26, 2011 to Feb 23, 2012 · St. Petersburg, Fl
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to O•••• W•••••• I•••left Feb 19, 2025, registered Feb 20, 2025 (1 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••left Sep 19, 2023, registered Sep 6, 2023 (-13 days) · Affiliated broker-dealer or bank to another
- O•••• F•• I••• to L•• F•••••••• L••left Nov 11, 2019, registered Nov 4, 2019 (-7 days) · Affiliated broker-dealer or bank to another
- A••••••••• F•••••••• S•••••••• L•• to O•••• F•• I•••left Dec 21, 2018, registered Feb 1, 2019 (42 days) · Affiliated broker-dealer or bank to another
- P•• M•••••• A•••••• S••••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Jan 22, 2018, registered Jan 31, 2018 (9 days) · Other
- P•••••••• A••••••• to P•• M•••••• A•••••• S••••••••• I•••left Sep 8, 2017, registered Sep 22, 2017 (14 days) · Other
- W•••••• • R••• to P•••••••• A•••••••left Jun 24, 2015, registered Apr 27, 2017 (673 days) · Other
- P•••••••• A••••••• to W•••••• • R•••left Nov 17, 2014, registered Dec 10, 2014 (23 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P•••••••• A•••••••left Dec 23, 2013, registered Jul 21, 2014 (210 days) · Wirehouse to affiliated broker-dealer or bank
- F•••• T•••• S••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 12, 2012, registered Aug 10, 2012 (29 days) · Other
- W•••• F•••• A••••••• to F•••• T•••• S••••••••• I•••left Feb 23, 2012, registered Apr 9, 2012 (46 days) · Other
Signals
- J••• E• M••••• left C••••• I••••••••• A••••••• L•• for O•••• W•••••• I••• (registered 2025-02-20)Feb 19, 2025 · Advisor changed firm · fact
- J••• E• M••••• left L•• F•••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2023-09-06)Sep 19, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address