DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

B•••• J••••• M••••••••

S••••• W••••• M•••••••••independent RIARockford, Il IA-onlyIAPD 4825581

Certified Financial Planner

Feed of 09/15/2026

Also filed as B•••• M••••••••

At current firm

0 y

since Jun 1, 2026

In the industry

21 y

since Sep 29, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••• W••••• M••••••••• independent RIA current
since Jun 1, 2026 · Rockford, Il
G••••••• W••••• M••••••••• BD affiliated
Apr 23, 2025 to May 27, 2026 · Arden Hills, Mn
E•••••• A••••••• G••••• L•• BD affiliated
May 12, 2023 to Apr 16, 2025 · Greenwood Village, Co
P•• W••••• M••••••••• BD affiliated
Dec 9, 2022 to Apr 6, 2023 · Eagan, Mn
T••••••••• R••••••••• A•••••••• L•• BD affiliated
Feb 20, 2014 to Nov 29, 2022 · St. Paul, Mn
T• A••••••••• I••••••••• M••••••••• L•• former
Jun 20, 2008 to Jan 12, 2010 · Minneapolis, Mn
T• A••••••••• I••• former
Nov 18, 2005 to Jan 12, 2010 · Edina, Mn

Moves

a registration end followed by a registration begin elsewhere

G••••••• W••••• M••••••••• to S••••• W••••• M•••••••••
left May 27, 2026, registered Jun 1, 2026 (5 days) · Affiliated broker-dealer or bank to independent RIA
E•••••• A••••••• G••••• L•• to G••••••• W••••• M•••••••••
left Apr 16, 2025, registered Apr 23, 2025 (7 days) · Affiliated broker-dealer or bank to another
P•• W••••• M••••••••• to E•••••• A••••••• G••••• L••
left Apr 6, 2023, registered May 12, 2023 (36 days) · Affiliated broker-dealer or bank to another
T••••••••• R••••••••• A•••••••• L•• to P•• W••••• M•••••••••
left Nov 29, 2022, registered Dec 9, 2022 (10 days) · Affiliated broker-dealer or bank to another
T• A••••••••• I••••••••• M••••••••• L•• to T••••••••• R••••••••• A•••••••• L••
left Jan 12, 2010, registered Feb 20, 2014 (1500 days) · Other
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Jan 12, 2010, registered Jun 20, 2008 (-571 days) · channel change inside one enterprise, not a move

Signals

B•••• J••••• M•••••••• left G••••••• W••••• M••••••••• for S••••• W••••• M••••••••• (registered 2026-06-01)
May 27, 2026 · Advisor changed firm · fact
B•••• J••••• M•••••••• left E•••••• A••••••• G••••• L•• for G••••••• W••••• M••••••••• (registered 2025-04-23)
Apr 16, 2025 · Advisor changed firm · fact
B•••• J••••• M•••••••• left P•• W••••• M••••••••• for E•••••• A••••••• G••••• L•• (registered 2023-05-12)
Apr 6, 2023 · Advisor changed firm · fact
B•••• J••••• M•••••••• left T••••••••• R••••••••• A•••••••• L•• for P•• W••••• M••••••••• (registered 2022-12-09)
Nov 29, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address