DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jeremy Vaughn Mitchell
Feed of 09/14/2026
Also filed as Jeremy Vaughn Mitchell
At current firm
5 y
since Jan 28, 2021
In the industry
22 y
since Sep 1, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Vanguard Advisers, Inc. BD affiliated currentsince Jan 28, 2021 · Charlotte, Nc
- Pnc Managed Account Solutions, Inc. formerSep 17, 2019 to Jan 4, 2021 · Rio Rancho, Nm
- Advice And Planning Services BD affiliatedSep 29, 2014 to Jul 12, 2019 · Albuquerque, Nm
- Valic Financial Advisors, Inc. BD affiliatedFeb 15, 2005 to Sep 19, 2014 · Albuquerque, Nm
Moves
a registration end followed by a registration begin elsewhere
- Pnc Managed Account Solutions, Inc. to Vanguard Advisers, Inc.left Jan 4, 2021, registered Jan 28, 2021 (24 days) · Affiliated broker-dealer or bank to another
- Advice And Planning Services to Pnc Managed Account Solutions, Inc.left Jul 12, 2019, registered Sep 17, 2019 (67 days) · Affiliated broker-dealer or bank to another
- Valic Financial Advisors, Inc. to Advice And Planning Servicesleft Sep 19, 2014, registered Sep 29, 2014 (10 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address