DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Benjamin Clifford Heikes
Certified Financial Planner
Feed of 09/14/2026
Also filed as Ben Heikes
At current firm
3 y
since Dec 13, 2022
In the industry
20 y
since Nov 14, 2005 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Mariner BD affiliated currentsince Dec 13, 2022 · Boston, Ma
- The Mather Group, LLC independent RIANov 13, 2019 to Nov 15, 2022 · East Walpole, Ma
- Edelman Financial Engines independent RIANov 1, 2018 to Oct 24, 2019 · Foxboro, Ma
- Edelman Financial Services, LLC formerNov 8, 2016 to Nov 1, 2018 · Foxboro, Ma
- Strategic Advisers LLC national BDJan 29, 2013 to Oct 6, 2016 · Framingham, Ma
- T. Rowe Price Advisory Services, Inc. BD affiliatedNov 16, 2005 to Nov 28, 2012 · Washington, Dc
Moves
a registration end followed by a registration begin elsewhere
- The Mather Group, LLC to Marinerleft Nov 15, 2022, registered Dec 13, 2022 (28 days) · RIA to affiliated broker-dealer or bank
- Edelman Financial Engines to The Mather Group, LLCleft Oct 24, 2019, registered Nov 13, 2019 (20 days) · RIA to RIA
- Edelman Financial Services, LLC to Edelman Financial Enginesleft Nov 1, 2018, registered Nov 1, 2018 (0 days) · corporate re-registration, not a move
- Strategic Advisers LLC to Edelman Financial Services, LLCleft Oct 6, 2016, registered Nov 8, 2016 (33 days) · Other
- T. Rowe Price Advisory Services, Inc. to Strategic Advisers LLCleft Nov 28, 2012, registered Jan 29, 2013 (62 days) · Other
Signals
- Benjamin Clifford Heikes left The Mather Group, Llc for Mariner (registered 2022-12-13)Nov 15, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address