RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• D••••• D••••••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jun 15, 2026 · Farmington, Ut
- O•• C•••••• M••••••••• L•• independent RIANov 17, 2025 to Jun 2, 2026 · Salt Lake City, Ut
- A••••• A•• P••••••• S••••••• BD affiliatedOct 31, 2022 to Aug 26, 2025 · Salt Lake City, Ut
- M•••••• BD affiliatedNov 4, 2020 to Oct 24, 2022 · Salt Lake City, Ut
- A••••• A•• P••••••• S••••••• BD affiliatedMay 27, 2014 to Nov 13, 2020 · Salt Lake City, Ut
- S•••••••• A••••••• L•• national BDJul 28, 2011 to Apr 30, 2014 · Salt Lake City, Ut
- T• A••••••••• I••• formerFeb 8, 2011 to Jul 13, 2011 · Salt Lake City, Ut
- T• A••••••••• I••••••••• M••••••••• L•• formerFeb 8, 2011 to Jul 13, 2011 · Salt Lake City, Ut
- S•••••••• A••••••• L•• national BDJul 8, 2010 to Jan 24, 2011 · Denver, Co
- O•• C•••••• M••••••••• L•• to C••••• I••••••••• A••••••• L••left Jun 2, 2026, registered Jun 15, 2026 (13 days) · RIA to affiliated broker-dealer or bank
- A••••• A•• P••••••• S••••••• to O•• C•••••• M••••••••• L••left Aug 26, 2025, registered Nov 17, 2025 (83 days) · Affiliated broker-dealer or bank to independent RIA
- M•••••• to A••••• A•• P••••••• S•••••••left Oct 24, 2022, registered Oct 31, 2022 (7 days) · Affiliated broker-dealer or bank to another
- A••••• A•• P••••••• S••••••• to M••••••left Nov 13, 2020, registered Nov 4, 2020 (-9 days) · Affiliated broker-dealer or bank to another
- S•••••••• A••••••• L•• to A••••• A•• P••••••• S•••••••left Apr 30, 2014, registered May 27, 2014 (27 days) · Other
- T• A••••••••• I••• to S•••••••• A••••••• L••left Jul 13, 2011, registered Jul 28, 2011 (15 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Jul 13, 2011, registered Feb 8, 2011 (-155 days) · channel change inside one enterprise, not a move
- S•••••••• A••••••• L•• to T• A••••••••• I••••••••• M••••••••• L••left Jan 24, 2011, registered Feb 8, 2011 (15 days) · Other
- Mark Daniel Dickamore left One Capital Management, Llc for Cetera Investment Advisers Llc (registered 2026-06-15)Jun 2, 2026 · Advisor changed firm · fact
- Mark Daniel Dickamore left Advice And Planning Services for One Capital Management, Llc (registered 2025-11-17)Aug 26, 2025 · Advisor changed firm · fact
- Mark Daniel Dickamore left Mariner for Advice And Planning Services (registered 2022-10-31)Oct 24, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address