DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Joseph Michael Rinaldi

Cetera Investment Advisers LLCBD affiliatedDallas, Tx dual registrantIAPD 4874311

Feed of 09/14/2026

Also filed as Joseph Michael Rinaldi

At current firm

1 y

since Sep 5, 2025

In the industry

21 y

since Feb 22, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Cetera Investment Advisers LLC BD affiliated current
since Sep 5, 2025 · Richardson, Tx
Avantax Advisory Services former
Jan 6, 2025 to Sep 5, 2025 · Dallas, Tx
J.P. Morgan Securities LLC wirehouse
Oct 20, 2022 to Jan 7, 2025 · Dallas, Tx
Wells Fargo Advisors wirehouse
Aug 2, 2019 to Nov 2, 2022 · Plano, Tx
Morgan Stanley wirehouse
Jun 1, 2009 to Aug 6, 2019 · Dallas, Tx
Citigroup Global Markets Inc. BD affiliated
Feb 3, 2009 to Jun 1, 2009 · New York, Ny
Placemark Investments, Inc. former
Jun 12, 2007 to Sep 12, 2008 · Addison, Tx
Placemark Investments, Inc. former
Feb 23, 2005 to Jun 5, 2007 · Dallas, Tx

Moves

a registration end followed by a registration begin elsewhere

Avantax Advisory Services to Cetera Investment Advisers LLC
left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
J.P. Morgan Securities LLC to Avantax Advisory Services
left Jan 7, 2025, registered Jan 6, 2025 (-1 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
Wells Fargo Advisors to J.P. Morgan Securities LLC
left Nov 2, 2022, registered Oct 20, 2022 (-13 days) · Wirehouse to wirehouse · moved with a team
Morgan Stanley to Wells Fargo Advisors
left Aug 6, 2019, registered Aug 2, 2019 (-4 days) · Wirehouse to wirehouse
Citigroup Global Markets Inc. to Morgan Stanley
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Placemark Investments, Inc. to Citigroup Global Markets Inc.
left Sep 12, 2008, registered Feb 3, 2009 (144 days) · Other

Signals

Joseph Michael Rinaldi left J.P. Morgan Securities Llc for Avantax Advisory Services (registered 2025-01-06)
Jan 7, 2025 · Advisor changed firm · fact
Joseph Michael Rinaldi left Wells Fargo Advisors for J.P. Morgan Securities Llc (registered 2022-10-20)
Nov 2, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address