DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• G•••••• O••••••••

R••••• W• B•••• • C•• I•••••••••mixed wealthPewaukee, Wi dual registrantIAPD 4882524

Feed of 09/14/2026

At current firm

1 y

since Oct 27, 2024

In the industry

19 y

since May 17, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R••••• W• B•••• • C•• I••••••••• mixed wealth current
since Oct 27, 2024 · Pewaukee, Wi
T••••••••• R••••••••• A•••••••• L•• BD affiliated
Oct 6, 2015 to Aug 4, 2021 · Milwaukee, Wi
V••• F•••••••• A•••••••• I••• BD affiliated
Jan 6, 2014 to Oct 2, 2015 · Sheboygan Falls, Wi
S•••••••• A••••••• L•• national BD
Mar 4, 2013 to Aug 13, 2013 · Brookfield, Wi
A•••••••• F•••• M••••••••• L•• asset manager
May 17, 2007 to Apr 19, 2010 · Menomonee Falls, Wi

Moves

a registration end followed by a registration begin elsewhere

T••••••••• R••••••••• A•••••••• L•• to R••••• W• B•••• • C•• I•••••••••
left Aug 4, 2021, registered Oct 27, 2024 (1180 days) · Affiliated broker-dealer or bank to independent RIA
V••• F•••••••• A•••••••• I••• to T••••••••• R••••••••• A•••••••• L••
left Oct 2, 2015, registered Oct 6, 2015 (4 days) · Other
S•••••••• A••••••• L•• to V••• F•••••••• A•••••••• I•••
left Aug 13, 2013, registered Jan 6, 2014 (146 days) · Other
A•••••••• F•••• M••••••••• L•• to S•••••••• A••••••• L••
left Apr 19, 2010, registered Mar 4, 2013 (1050 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address