DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
B•••• J•••• K•••••••
Feed of 09/16/2026
At current firm
7 y
since Aug 9, 2019
In the industry
21 y
since Feb 4, 2005 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
2
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Sep 15, 2026 · El Cajon, Ca
- M••••• S•••••• wirehouse currentsince Aug 9, 2019 · San Diego, Ca
- M••••• S•••••• wirehouse currentsince Aug 9, 2019 · San Diego, Ca
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Aug 21, 2019 · La Mesa, Ca
- C•••• I••••••••• S••••••• C•••• formerMay 2, 2009 to Oct 1, 2012 · Lakeside, Ca
- W••• I••••••••• I••• unclassifiedFeb 18, 2009 to May 2, 2009 · Lakeside, Ca
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedSep 4, 2008 to Feb 17, 2009 · La Jolla, Ca
- C••••••••• I••••••••• S•••••••• I••• unclassifiedApr 3, 2008 to Sep 9, 2008 · Encinitas, Ca
- E••••• J•••• national BDJan 26, 2007 to Apr 2, 2008 · Myrtle Beach, Sc
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to M••••• S••••••left Aug 21, 2019, registered Aug 9, 2019 (-12 days) · Wirehouse to wirehouse · moved with a team
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- W••• I••••••••• I••• to C•••• I••••••••• S••••••• C••••left May 2, 2009, registered May 2, 2009 (0 days) · corporate re-registration, not a move
- B••• O• A•••••• I••••••••• S•••••••• I••• to W••• I••••••••• I•••left Feb 17, 2009, registered Feb 18, 2009 (1 days) · Other
- C••••••••• I••••••••• S•••••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Sep 9, 2008, registered Sep 4, 2008 (-5 days) · Other
- E••••• J•••• to C••••••••• I••••••••• S•••••••• I•••left Apr 2, 2008, registered Apr 3, 2008 (1 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address