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Registered advisor
B••• C•••
Feed of 09/15/2026
Also filed as B••• C•••
At current firm
4 y
since May 11, 2022
In the industry
20 y
since Oct 18, 2005 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- R••••••••• C•••••• M••••••••• BD affiliated currentsince May 11, 2022 · Los Angeles, Ca
- J••• M••••• P•••••• W••••• A••••••• L•• formerApr 19, 2022 to Apr 26, 2022 · Palo Alto, Ca
- M••••• S•••••• wirehouseOct 26, 2012 to May 11, 2022 · Los Gatos, Ca
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedAug 7, 2009 to Oct 29, 2012 · Campbell, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDNov 20, 2007 to Jul 31, 2009 · San Jose, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDOct 19, 2005 to Feb 21, 2007 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to J••• M••••• P•••••• W••••• A••••••• L••left May 11, 2022, registered Apr 19, 2022 (-22 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- J••• M••••• P•••••• W••••• A••••••• L•• to R••••••••• C•••••• M•••••••••left Apr 26, 2022, registered May 11, 2022 (15 days) · Affiliated broker-dealer or bank to another · moved with a team
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to M••••• S••••••left Oct 29, 2012, registered Oct 26, 2012 (-3 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jul 31, 2009, registered Aug 7, 2009 (7 days) · Other
Signals
- B••• C••• left M••••• S•••••• for J••• M••••• P•••••• W••••• A••••••• L•• (registered 2022-04-19)May 11, 2022 · advisor firm c•••ge · fact
- B••• C••• left J••• M••••• P•••••• W••••• A••••••• L•• for R••••••••• C•••••• M••••••••• (registered 2022-05-11)Apr 26, 2022 · advisor firm c•••ge · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address