DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
E•••••• B••• A•••••••
Legal name E•••••• B••• A••••••• I•••
Latest filing Mar 18, 2026
First filing on the tape Mar 18, 2026 · 1 filings
RAUM
$89.4M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
99%
$88.3M individuals and HNW
Advisors
n/a
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
0 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3): no history
Employees (5.A): no history
Private funds: no history
Practice profile
derived from the filing of Mar 18, 2026; every figure names its basis
- RAUM per advisor
- $44.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 94derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $696,504derivedHNW RAUM over HNW clients
- Average account
- $202,173derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$78.0M87%
- Individuals$10.3M12%
- Pension and profit-sharing plans$750,6780.8%
- Charitable organizations$307,3540.3%
- Individual clients
- 76reported
- HNW clients
- 112reported
- Pension plan clients
- 1reported
- Charitable clients
- 2reported
- Accounts
- 442reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- on the IAPD state feed, not SEC-registeredderived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••• H•••• | Laguna Hills, Ca | May 14, 2013 | 28 y | 1 |
| H••••• N•••••••••Chartered Financial Analyst | Laguna Hills, Ca | Jul 30, 2025 | 16 y | 1 |
| J••• E••••• L•••Chartered Financial Consultant | Box Elder, Sd | Jan 2, 2026 | 15 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 days1 left over 36 months
Left, latest
- R•••••• A•••••• T•••• to E•••••• I••••••••• S•••••••• I••Dec 7, 2023 · Other
- G••••• P••••• S••••••• to R•••••• P•••••• W•••••Jun 9, 2023 · Other
Joined, latest
- J••• E••••• L••• from N•• A•••••••• I••Jan 2, 2026 · Other
- H••••• N••••••••• from E•••••••• A•••••••• L••Jul 30, 2025 · Affiliated broker-dealer or bank to a state-registered adviser
- R•••••• A•••••• T•••• from C••••••••• S••••••••• L••Nov 28, 2018 · Affiliated broker-dealer or bank to a state-registered adviser
- G••••• P••••• S••••••• from H••••••••• G•••• F•••••••• A•••••••• L••May 23, 2013 · Other
- R••• H•••• from N•• A•••••••• I••May 14, 2013 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Laguna Hills, Ca · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
2 dated events
- R•••••• A•••••• T•••• left E•••••• B••• A••••••• for E•••••• I••••••••• S•••••••• I•• (registered 2023-04-04)Dec 7, 2023 · Advisor changed firm · fact
- G••••• P••••• S••••••• left E•••••• B••• A••••••• for R•••••• P•••••• W••••• (registered 2023-06-16)Jun 9, 2023 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- coeusfinancial.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 949-916-0070reportedpublic record, Form ADV, Mar 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- STATE REGISTEREDderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 15, 2026