DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Delores J May
At current firm
1 y
since Sep 10, 2025
In the industry
21 y
since Jun 9, 2005 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Enterprise, LLC BD affiliated currentsince Sep 10, 2025 · Troy, Mi
- Wells Fargo Advisors wirehouseJul 12, 2022 to Dec 11, 2023 · East Lansing, Mi
- W&S Brokerage Services, Inc. BD affiliatedJun 30, 2021 to Dec 14, 2021 · Grand Rapids, Mi
- Pnc Wealth Management BD affiliatedFeb 9, 2018 to Mar 24, 2021 · Battle Creek, Mi
- Principal Securities, Inc. BD affiliatedFeb 1, 2016 to Jan 29, 2018 · Lansing, Mi
- Pnc Wealth Management BD affiliatedMar 14, 2012 to Jan 6, 2016 · Lansing, Mi
- Edward Jones national BDOct 5, 2010 to Feb 9, 2012 · East Lansing, Mi
Moves
a registration end followed by a registration begin elsewhere
- Wells Fargo Advisors to LPL Enterprise, LLCleft Dec 11, 2023, registered Sep 10, 2025 (639 days) · Wirehouse to affiliated broker-dealer or bank
- W&S Brokerage Services, Inc. to Wells Fargo Advisorsleft Dec 14, 2021, registered Jul 12, 2022 (210 days) · Affiliated broker-dealer or bank to wirehouse
- Pnc Wealth Management to W&S Brokerage Services, Inc.left Mar 24, 2021, registered Jun 30, 2021 (98 days) · Affiliated broker-dealer or bank to another
- Principal Securities, Inc. to Pnc Wealth Managementleft Jan 29, 2018, registered Feb 9, 2018 (11 days) · Other
- Pnc Wealth Management to Principal Securities, Inc.left Jan 6, 2016, registered Feb 1, 2016 (26 days) · Other
- Edward Jones to Pnc Wealth Managementleft Feb 9, 2012, registered Mar 14, 2012 (34 days) · Other
Signals
- Delores J May left Wells Fargo Advisors for Lpl Enterprise, Llc (registered 2025-09-10)Dec 11, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address