DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

William Dale Kelly

Prime Capital Financialmixed wealthMemphis, Tn IA-onlyIAPD 4944248

Feed of 09/14/2026

Also filed as Dale Kelly

At current firm

3 y

since Apr 28, 2023

In the industry

21 y

since Jul 11, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Prime Capital Financial mixed wealth current
since Apr 28, 2023 · Overland Park, Ks
Edelman Financial Engines independent RIA
Dec 20, 2017 to May 24, 2023 · Memphis, Tn
Advice And Planning Services BD affiliated
Jan 29, 2015 to Dec 5, 2017 · Memphis, Tn
Cetera Investment Advisers LLC BD affiliated
Jan 21, 2014 to Nov 4, 2014 · Schaumburg, Il
Cetera Investment Services LLC former
Nov 29, 2013 to Jan 21, 2014 · Huntsville, Al
Bb&T Investment Services, Inc. former
May 4, 2011 to Oct 18, 2013 · Charlotte, Nc
Pnc Managed Account Solutions, Inc. former
Oct 15, 2010 to Feb 28, 2011 · Houston, Tx
St Johns Wealth Management unclassified
Apr 7, 2010 to Oct 15, 2010 · Decatur, Al
Bbva Compass Investment Solutions, Inc unclassified
Aug 18, 2009 to Mar 16, 2010 · Decatur, Al

Moves

a registration end followed by a registration begin elsewhere

Edelman Financial Engines to Prime Capital Financial
left May 24, 2023, registered Apr 28, 2023 (-26 days) · RIA to RIA
Advice And Planning Services to Edelman Financial Engines
left Dec 5, 2017, registered Dec 20, 2017 (15 days) · Other
Cetera Investment Advisers LLC to Advice And Planning Services
left Nov 4, 2014, registered Jan 29, 2015 (86 days) · Other
Cetera Investment Services LLC to Cetera Investment Advisers LLC
left Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move
Bb&T Investment Services, Inc. to Cetera Investment Services LLC
left Oct 18, 2013, registered Nov 29, 2013 (42 days) · Other
Pnc Managed Account Solutions, Inc. to Bb&T Investment Services, Inc.
left Feb 28, 2011, registered May 4, 2011 (65 days) · Other
St Johns Wealth Management to Pnc Managed Account Solutions, Inc.
left Oct 15, 2010, registered Oct 15, 2010 (0 days) · corporate re-registration, not a move
Bbva Compass Investment Solutions, Inc to St Johns Wealth Management
left Mar 16, 2010, registered Apr 7, 2010 (22 days) · corporate re-registration, not a move

Signals

William Dale Kelly left Edelman Financial Engines for Prime Capital Financial (registered 2023-04-28)
May 24, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address