DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Scott J Drown

Regency Wealth Managementindependent RIARamsey, NjIA-onlyIAPD 4958465

Feed of 09/14/2026

Also filed as Scott Joseph Drown

At current firm

0 y

since Jul 28, 2026

In the industry

25 y

since Apr 19, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Regency Wealth Management independent RIA current
since Jul 28, 2026 · Ramsey, Nj
Beacon Pointe Advisors, LLC independent RIA
Oct 2, 2023 to Jul 18, 2024 · Newport Beach, Ca
Onepoint Bfg Wealth Partners independent RIA
Jul 27, 2022 to Aug 21, 2023 · Parsippany, Nj
Beacon Pointe Wealth Advisors, LLC former
Apr 29, 2019 to Apr 27, 2020 · Summit, Nj
Beacon Pointe Advisors, LLC independent RIA
Apr 29, 2019 to May 27, 2022 · Summitt, Nj
Heller Wealth Advisors, LLC. former
Mar 18, 2011 to May 7, 2019 · Summit, Nj
Nfp Advisor Services, LLC former
Aug 23, 2005 to Mar 22, 2011 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

Beacon Pointe Advisors, LLC to Regency Wealth Management
left Jul 18, 2024, registered Jul 28, 2026 (740 days) · RIA to RIA
Onepoint Bfg Wealth Partners to Beacon Pointe Advisors, LLC
left Aug 21, 2023, registered Oct 2, 2023 (42 days) · RIA to RIA · moved with a team
Beacon Pointe Advisors, LLC to Onepoint Bfg Wealth Partners
left May 27, 2022, registered Jul 27, 2022 (61 days) · RIA to RIA
Beacon Pointe Wealth Advisors, LLC to Beacon Pointe Advisors, LLC
left Apr 27, 2020, registered Apr 29, 2019 (-364 days) · corporate re-registration, not a move
Heller Wealth Advisors, LLC. to Beacon Pointe Wealth Advisors, LLC
left May 7, 2019, registered Apr 29, 2019 (-8 days) · RIA to RIA · moved with a team
Nfp Advisor Services, LLC to Heller Wealth Advisors, LLC.
left Mar 22, 2011, registered Mar 18, 2011 (-4 days) · Other

Signals

Scott J Drown left Beacon Pointe Advisors, Llc for Regency Wealth Management (registered 2026-07-28)
Jul 18, 2024 · Advisor changed firm · fact
Scott J Drown left Onepoint Bfg Wealth Partners for Beacon Pointe Advisors, Llc (registered 2023-10-02)
Aug 21, 2023 · Advisor changed firm · fact
Scott J Drown left Beacon Pointe Advisors, Llc for Onepoint Bfg Wealth Partners (registered 2022-07-27)
May 27, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address