DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Thomas F Parrish

Wells Fargo AdvisorswirehouseHouston, Txdual registrantIAPD 4989199

Feed of 09/14/2026

Also filed as Thomas Franklin Parish

At current firm

3 y

since Mar 29, 2023

In the industry

20 y

since Mar 26, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Wells Fargo Advisors wirehouse current
since Mar 29, 2023 · Houston, Tx
J.P. Morgan Securities LLC wirehouse
Apr 26, 2016 to Mar 28, 2023 · Houston, Tx
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Dec 6, 2011 to Apr 22, 2016 · Houston, Tx
Raymond James Financial Services Advisors, Inc BD affiliated
Jul 6, 2010 to Jun 1, 2011 · Houston, Tx
Weaver Wealth Management former
Jun 3, 2008 to Jan 30, 2009 · Dallas, Tx
Raymond J. Lucia Companies, Inc. unclassified
Mar 31, 2006 to May 8, 2006 · Houston, Tx

Moves

a registration end followed by a registration begin elsewhere

J.P. Morgan Securities LLC to Wells Fargo Advisors
left Mar 28, 2023, registered Mar 29, 2023 (1 days) · Wirehouse to wirehouse
Merrill Lynch, Pierce, Fenner & Smith Incorporated to J.P. Morgan Securities LLC
left Apr 22, 2016, registered Apr 26, 2016 (4 days) · Wirehouse to wirehouse · moved with a team
Raymond James Financial Services Advisors, Inc to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Jun 1, 2011, registered Dec 6, 2011 (188 days) · Other
Weaver Wealth Management to Raymond James Financial Services Advisors, Inc
left Jan 30, 2009, registered Jul 6, 2010 (522 days) · Other
Raymond J. Lucia Companies, Inc. to Weaver Wealth Management
left May 8, 2006, registered Jun 3, 2008 (757 days) · Other

Signals

Thomas F Parrish left J.P. Morgan Securities Llc for Wells Fargo Advisors (registered 2023-03-29)
Mar 28, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address