DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Heather Dawn Mazander
Feed of 09/14/2026
Also filed as Heather Vogt
At current firm
0 y
since Jul 14, 2026
In the industry
20 y
since Nov 18, 2005 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Creative Planning independent RIA currentsince Jul 14, 2026 · Overland Park, Ks
- Valic Financial Advisors, Inc. BD affiliatedSep 23, 2019 to Jun 12, 2026 · St. Louis, Mo
- Cetera Investment Advisers LLC BD affiliatedFeb 20, 2018 to Aug 9, 2019 · Little Rock, Ar
- Morgan Stanley wirehouseJun 1, 2009 to Feb 20, 2018 · Little Rock, Ar
- Morgan Stanley & Co. LLC unclassifiedMar 25, 2008 to Jun 1, 2009 · Little Rock, Ar
- Wells Fargo Advisors wirehouseMay 16, 2006 to Mar 3, 2008 · Little Rock, Ar
Moves
a registration end followed by a registration begin elsewhere
- Valic Financial Advisors, Inc. to Creative Planningleft Jun 12, 2026, registered Jul 14, 2026 (32 days) · Affiliated broker-dealer or bank to independent RIA
- Cetera Investment Advisers LLC to Valic Financial Advisors, Inc.left Aug 9, 2019, registered Sep 23, 2019 (45 days) · Affiliated broker-dealer or bank to another
- Morgan Stanley to Cetera Investment Advisers LLCleft Feb 20, 2018, registered Feb 20, 2018 (0 days) · Other
- Morgan Stanley & Co. LLC to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- Wells Fargo Advisors to Morgan Stanley & Co. LLCleft Mar 3, 2008, registered Mar 25, 2008 (22 days) · Other
Signals
- Heather Dawn Mazander left Valic Financial Advisors, Inc. for Creative Planning (registered 2026-07-14)Jun 12, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address