DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Gretchen T Mclaughlin

Allworth Financial, L.P.BD affiliatedDenver, Co IA-onlyIAPD 4994283

Feed of 09/14/2026

Also filed as Gretchen Therese Murray

At current firm

1 y

since Oct 14, 2024

In the industry

20 y

since Nov 23, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Allworth Financial, L.P. BD affiliated current
since Oct 14, 2024 · Denver, Co
Wealth Enhancement Advisory Services, LLC BD affiliated
Jan 2, 2021 to Aug 14, 2024 · Denver, Co
Curi Capital, LLC independent RIA
Aug 27, 2018 to Dec 15, 2020 · Denver, Co
Wells Fargo Advisors wirehouse
Nov 10, 2017 to Aug 21, 2018 · Minneapolis, Mn
UBS Financial Services Inc. wirehouse
Feb 23, 2016 to Dec 12, 2016 · Denver, Co
Morgan Stanley wirehouse
Jun 1, 2009 to Oct 14, 2011 · New York, Ny
Morgan Stanley & Co. LLC unclassified
Feb 26, 2007 to Jun 1, 2009 · New York, Ny
Guggenheim Investment Advisors, LLC other
Feb 2, 2006 to Mar 5, 2007 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

Wealth Enhancement Advisory Services, LLC to Allworth Financial, L.P.
left Aug 14, 2024, registered Oct 14, 2024 (61 days) · Affiliated broker-dealer or bank to another
Curi Capital, LLC to Wealth Enhancement Advisory Services, LLC
left Dec 15, 2020, registered Jan 2, 2021 (18 days) · RIA to affiliated broker-dealer or bank
Wells Fargo Advisors to Curi Capital, LLC
left Aug 21, 2018, registered Aug 27, 2018 (6 days) · Wirehouse to independent RIA
UBS Financial Services Inc. to Wells Fargo Advisors
left Dec 12, 2016, registered Nov 10, 2017 (333 days) · Wirehouse to wirehouse
Morgan Stanley to UBS Financial Services Inc.
left Oct 14, 2011, registered Feb 23, 2016 (1593 days) · Wirehouse to wirehouse
Morgan Stanley & Co. LLC to Morgan Stanley
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Guggenheim Investment Advisors, LLC to Morgan Stanley & Co. LLC
left Mar 5, 2007, registered Feb 26, 2007 (-7 days) · Other

Signals

Gretchen T Mclaughlin left Wealth Enhancement Advisory Services, Llc for Allworth Financial, L.P. (registered 2024-10-14)
Aug 14, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address