RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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- K••• C•••••• A••••••• L•• independent RIA currentsince Apr 6, 2024 · Vienna, Va
- A••••• C•••••• M••••••••• L•• asset managerJan 11, 2018 to Apr 2, 2024 · Vienna, Va
- 1•• P•••••••• W••••• A••••••• formerAug 25, 2015 to Jan 31, 2018 · Fairfax, Va
- 1•• P•••••••• W••••• A••••••• formerNov 5, 2012 to Aug 25, 2015 · Fairfax, Va
- O••••••••• • C•• I••• BD affiliatedJan 2, 2012 to Oct 1, 2012 · Washington, Dc
- M••••• S•••••• wirehouseJun 1, 2009 to May 26, 2011 · Washington, Dc
- C•••••••• G••••• M•••••• I••• BD affiliatedOct 25, 2005 to Jun 1, 2009 · Washington, Dc
- A••••• C•••••• M••••••••• L•• to K••• C•••••• A••••••• L••left Apr 2, 2024, registered Apr 6, 2024 (4 days) · RIA to RIA
- 1•• P•••••••• W••••• A••••••• to A••••• C•••••• M••••••••• L••left Jan 31, 2018, registered Jan 11, 2018 (-20 days) · Other
- 1•• P•••••••• W••••• A••••••• to 1•• P•••••••• W••••• A•••••••left Aug 25, 2015, registered Aug 25, 2015 (0 days) · channel change inside one enterprise, not a move · moved with a team
- O••••••••• • C•• I••• to 1•• P•••••••• W••••• A•••••••left Oct 1, 2012, registered Nov 5, 2012 (35 days) · Other
- M••••• S•••••• to O••••••••• • C•• I•••left May 26, 2011, registered Jan 2, 2012 (221 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- N•••• K••• left A••••• C•••••• M••••••••• L•• for K••• C•••••• A••••••• L•• (registered 2024-04-06)Apr 2, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address